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Matériel obligatoire et recommandé
Canadian Securities Regulatory Requirements Applicable to non-Res
Nicholas, Michael C.
Éditeur : CCH
ISBN papier: 9781554965823
Parution : 2012
Code produit : 1227767
Catégorisation :
Livres /
Droit et sciences juridiques /
Droit et sciences juridiques /
Droit fiscal
Formats disponibles
| Format | Qté. disp. | Prix* | Commander |
|---|---|---|---|
| Livre papier | En rupture de stock** |
Prix membre : 156,75 $ Prix non-membre : 165,00 $ |
*Les prix sont en dollars canadien. Taxes et frais de livraison en sus.
**Ce produits est en rupture de stock mais sera expédié dès qu'ils sera disponible.
Description
Canadian Securities Regulatory Requirements Applicable to Non-Resident Broker-Dealers, Advisers and Investment Fund Managers provides foreign securities and investment firms with essential information they need about Canadian securities regulatory licensing requirements.
Written with Canada’s top securities law experts at McCarthy Tétrault LLP, this resource serves as a comprehensive guide to foreign securities and investment firms seeking Canadian clients. In short, anyone who has clients conducting securities business in Canada will require this resource. Foreign investment managers will also require this information to act as an investment fund manager in Canada.
The book covers topics that should be addressed by non-residents before trading securities or providing investment advice to any person or company within Canada.
What's included:
- Dealer registration
- Adviser registration
- Investment fund manager registration
- Prospectus requirements